• UK Financial Regulation: This module offers an in-depth look at the PRA financial regulation UK framework, focusing on the roles and responsibilities of the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). It covers the historical background, objectives, and key functions of these regulatory bodies, emphasizing their importance in maintaining the stability and integrity of the financial markets.
• Professional Integrity: This section addresses the ethical considerations and professional standards expected within the financial industry. It explores the principles of professional integrity, ethical decision-making, and the impact of ethics on regulatory compliance and consumer trust.

2. Introduction to Investment, Risk and Taxation:

• Investment : This section of the course delves into the intricacies of investment analysis, focusing on evaluating various investment opportunities and strategies. It covers topics such as asset allocation, portfolio diversification, and performance evaluation techniques. The aim is to equip learners with the skills to identify and capitalise on profitable investment avenues.
• Risk: In this module, the course explores the concept of risk in investments comprehensively. It examines different types of risks such as market risk, credit risk, and operational risk, and discusses methods for assessing and managing these risks effectively. The goal is to enable participants to make informed decisions while considering risk factors..